Broker Check


Who We Help

There is no single path to wealth. Each individual is unique in experience and aspirations. While we maintain a diverse client base of individuals and families, we specialize in helping three types of clients:

  • Executives who receive variable forms of compensation such as Stock Options, Restricted Stock, Restricted Stock Units (RSUs), and Employee Stock Purchase Plans (ESPP).
  • Auburn University Faculty and Staff.
  • Those who are in or nearing retirement (Age 50+).

We Are Fee Only

As a fee only firm, we do not sell securities, investment products, insurance, or receive commissions or compensation from third parties.

Independent Financial Advisor

We are completely independent with no affiliations with any bank, insurance company, investment company, or broker-dealer. We are paid only by our clients, and we work only for them.

Fiduciary Advisor

A fiduciary advisor means an advisor who acts in the best interest of the client at all times when providing financial advice and financial planning. We accept this high legal standard through our firms licensure as a registered investment advisor, and we commit to act as a fiduciary as a CERTFIFIED FINANCIAL PLANNER® professional.